Vendor Audits Limit Your Organization’s Survival! Get Your People the Best Automated Compliance Software

One of the most important parts of any good Software Asset Management (SAM) process is ensuring compliance to software license agreements in case of an audit. This can be accomplished using cultivated data to make sure your company is compliant to all the various restrictions software vendors might have, depending on the type of license and agreement. If you can prevent violations of the agreement by monitoring your company’s license use, then you will save your organization the excessive cost of a vendor audit.

What are the Big 3 software vendors looking for in an audit?

The top 3 software vendors that you will likely purchase from are Microsoft, Oracle, and Adobe.  Here are some things that these big-name software vendors look for when they audit an organizations licenses.

1. Microsoft

Microsoft is easily one of the biggest software vendors in the business. For Microsoft volume license (VL) customers, it’s not a question of if, but when, Microsoft will audit your company. This makes it imperative that your company maintain accurate and comprehensive records using the latest SAM software tools. Here are some tips in the event that Microsoft targets you for an audit:

Compliance Procedures

Don’t put off developing your compliance procedures

Work with Trusted Resellers

Work with trusted, certified resellers when purchasing licenses

Have Proof of Purchase

Keep every receipt. This will help you prove that you legally purchased the computer running Microsoft softwares

Maintain Accurate Reports of Software Assets

Maintain reports and an accurate inventory of all software assets

Be Willing to Work Toward Compliance

Demonstrate a willingness and eagerness to work with the vendor towards compliance

2. Oracle

Another big name in the software licensing is Oracle. Here are some things that we’ve found helpful to know ahead of time in the event that Oracle sends you the dreaded audit letter.

Expect Audit Every 3-4 Years

You can expect an audit every 3-4 year on average

You Pay Audit Costs

According to your contract, you must pay the auditing costs

Not Unreasonably Interfere

An audit by Oracle will not unreasonably interfere with your business operation

Focus on Database programs

Oracle audits will focus on their Oracle Database programs, the Oracle application server, Weblogic, Tuxedo and a few others

Receive a Close Letter for Evidence

Make sure you receive the “Close Letter” from the Oracle compliance team as evidence in the possible event that the case makes it to court

3. Adobe

Adobe is known for its machine-like auditing process, targeting a higher proportion of customers than vendors with comparable revenue. Here are the things to keep in mind in regard to an audit from Adobe.

7 Days Notice

You will have 7 days’ notice. This is a much shorter window of time to prepare and get things in order than the industry norm of 30 days.

No Reassurances

They provide no reassurance that the audit won’t impact your business’ normal activity. Whether you’re about to launch a new product or engage in a big marketing push, Adobe will not take this into account.

No Records Assistance

Adobe won’t provide any assistance in providing entitlement records.

Need a Dedicated SAM Manager

You’ll need to have a dedicated SAM manager to prepare for the audit. Without him or her, it will be nearly impossible to fulfill all of Adobe’s requirements.

How can you be ready?

The best way to be ready is to be proactive. Keep a careful record of where all licenses are being used and re-evaluate how many need to be purchased from each vendor. You may even find that you save money if you uncover resources that are being underutilized and can be harvested for use elsewhere. To ensure that data on your company’s software assets is accurate and demonstrates license compliance, you should consider investing in one or more automated SAM tools that will track, monitor, and report at a greater rate of accuracy than a person.

Don't Use Spreadsheets

And, on that note don’t use spreadsheets.

Your company needs to use an automated software solution as an alternative to spreadsheets to manage your assets. Spreadsheets are cumbersome, difficult to maintain and human errors are common.

Spreadsheets aren't efficient

Spreadsheets aren’t efficient.

There are simply too many aspects of IT Asset Management that need to be accounted for, from the lifecycles of hardware to software license recycling or even mobile device management. Using spreadsheets adds up to a lot of wasted time when investing and utilizing an automated software solution could do the same job much faster.

Spreadsheets are unreliable

Spreadsheets are unreliable.

Spreadsheet data is often in accurate, contains multiple error and is not the best way to track asset information. Putting the huge bulks of data that need to be tracked onto spreadsheets is not only messy but also greatly increases the likelihood of error as it’s difficult to keep track of everything using the spreadsheet format. Excel neglects to point out these human errors in data.

Data Loss Happens

Data loss happens.

Should anything happen to your computer such as a hardware failure or malware attack, you could lose your spreadsheets and all your hard work along with them. As fast-paced as today’s technology world moves, ITAM leaders need to have instantaneous and precise data. To save time and improve contractual compliance efforts, close down those ITAM spreadsheets!!

It’s time to make sure your company is prepared for an audit. Then, if or when the moment does come, you’ll be able to rest easy knowing you’ve followed the right procedures to ensure compliance.

Enterprise Integration, in our partnership with Eracent, offers automated solutions that help customers track hardware and software assets and provide insight into your company’s information technology supply chain. Eracent’s solution, Continuous License Reconciliation (CLR) for SaaS ApplicationsTM provides detection, license reconciliation and reporting functionality around cloud-based software applications. With Eracent’s offerings combined with Enterprise Integrations’ Service Delivery IntelligenceTM (SDI) companies can discover, map, and visualize all core components and know the health of the total business technology supply chain

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